Kerri Norman QFA, LCOI in Sydney works at Mainstream Group (Manager, Compliance, Internal Audit and Controls) and was educated at The Institute of Banking.
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Mainstream Group
Aug 2019
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Manager, Compliance, Internal Audit and Controls
SEI Investments
Dec 2016
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Jun 2019
Transfer Agency Senior FATCA Analyst
SS&C GlobeOp
Mar 2016
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Nov 2016
Regulatory Specialist
The Institute of Banking
2017
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2018
Professional Diploma in Compliance. Compliance in the financial services Industry. Professional Certificate and Professional Diploma
L.I.A
2014
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2014
Qualified Financial Adviser (QFA). Investments, Life Assurance, Pensions, Credit Union Practice, Loans and Regulations. Professional Certificate in Financial Advice
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